LPL Financial Holdings Inc - ESG Rating & Company Profile powered by AI
This webpage contains a questions and answers table for LPL Financial Holdings Inc. This webpage displays a zero-cost Sustainability report covering LPL Financial Holdings Inc. This SDG assessment for LPL Financial Holdings Inc represents its transparency towards the United Nations Sustainable Development Goals.
LPL Financial Holdings Inc in the Investment Banking & Brokerage industry gained a UN SDG ESG Transparency Score of 3.2; made up of an environmental score of 1.0, social score of 3.6 and governance score of 5.0.
3.2
Low ImpactEnvironmental
Social
Governance
Peer Group Comparison
| Rank | Company | SDG Transparency Score ⓘ | Performance |
|---|---|---|---|
| 1 | Centrum Capital Ltd | 8.0 | High |
| 1 | Bao Viet Securities JSC | 8.0 | High |
| ... | ... | ... | |
| 245 | Sequoia Financial Group Ltd | 3.3 | Medium |
| 245 | mwb Fairtrade Wertpapierhandelsbank AG | 3.3 | Medium |
| 250 | LPL Financial Holdings Inc | 3.2 | Medium |
| 250 | Freedom Holding Corp | 3.2 | Medium |
| 250 | China Securities Co Ltd | 3.2 | Medium |
| ... | ... | ... | |
| 399 | eBEST Investment & Securities Co Ltd | 0.0 | Low |
| 399 | iFinix Corp | 0.0 | Low |
| ... | ... | ... |
Frequently Asked Questions
Does LPL Financial Holdings Inc have an accelerator or VC vehicle to help deliver innovation?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose current and historical energy intensity?
Sign up for free to unlockDoes LPL Financial Holdings Inc report the average age of the workforce?
Sign up for free to unlockDoes LPL Financial Holdings Inc reference operational or capital allocation in relation to climate change?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose its ethnicity pay gap?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose cybersecurity risks?
Sign up for free to unlockDoes LPL Financial Holdings Inc offer flexible work?
Sign up for free to unlockDoes LPL Financial Holdings Inc have a long term incentive (LTI) executive compensation plan based on a measure of return on capital?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose the number of employees in R&D functions?
Sign up for free to unlockDoes LPL Financial Holdings Inc conduct supply chain audits?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose incidents of non-compliance in relation to the health and safety impacts of products and services?
Sign up for free to unlockIs there a statment that there is no plan to expand their cement production? (for example: 'We have no current plans to add additional cement making capacity')
Sign up for free to unlockDoes LPL Financial Holdings Inc conduct 360 degree staff reviews?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose the individual responsible for D&I?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose current and historical air emissions?
Sign up for free to unlockIs there a statment that there is no plan to expand their coal usage? (for example: 'We have no current plans to add additional coal powered electricity generation')
Sign up for free to unlockIs executive remuneration linked to climate performance?
Sign up for free to unlockDoes the Board describe its role in the oversight of climate-related risks and opportunities?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose current and / or historical scope 2 emissions?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose water use targets?
Sign up for free to unlockDoes LPL Financial Holdings Inc have careers partnerships with academic institutions?
Sign up for free to unlockDid LPL Financial Holdings Inc have a product recall in the last two years?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose incidents of discrimination?
Sign up for free to unlockDoes LPL Financial Holdings Inc allow for Work Councils/Collective Agreements to be formed?
Sign up for free to unlockHas LPL Financial Holdings Inc issued a profit warning in the past 24 months?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose parental leave metrics?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose climate scenario or pathway analysis?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose current and / or historical scope 1 emissions?
Sign up for free to unlockAre Operating Expesnses linked to emissions reduction?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose the pay ratio of women to men?
Sign up for free to unlockDoes LPL Financial Holdings Inc support suppliers with sustainability related research and development?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose the number of operations that have been subject to human rights reviews or human rights impact assessments?
Sign up for free to unlockDoes LPL Financial Holdings Inc reflect climate-related risks in its financial statements?
Sign up for free to unlockIs there a statment that there is no plan to expand their carbon intensite energy assets? (for example: 'We have no current plans to carry out further drilling for oil,')
Sign up for free to unlockIs LPL Financial Holdings Inc involved in embryonic stem cell research?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose GHG and Air Emissions intensity?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose its waste policy?
Sign up for free to unlockDoes LPL Financial Holdings Inc report according to TCFD requirements?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose its policies for bribery, corruption, whistle-blower, conflict of interest?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose energy use targets?
Sign up for free to unlockDoes LPL Financial Holdings Inc disclose its Renewable Energy targets?
Subscription requiredAre emissions metrics verified by STBi?
Subscription requiredDoes LPL Financial Holdings Inc have a policy relating to cyber security?
Sign up for free to unlockHave a different question?
Potential Risks for LPL Financial Holdings Inc
These potential risks are based on the size, segment and geographies of the company.
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.