LPL Financial Holdings IncLPL Financial Holdings Inc - ESG Rating & Company Profile powered by AI

Industry Group:Investment Banking & Brokerage

This webpage contains a questions and answers table for LPL Financial Holdings Inc. This webpage displays a zero-cost Sustainability report covering LPL Financial Holdings Inc. This SDG assessment for LPL Financial Holdings Inc represents its transparency towards the United Nations Sustainable Development Goals.

LPL Financial Holdings Inc in the Investment Banking & Brokerage industry gained a UN SDG ESG Transparency Score of 5.3; made up of an environmental score of 5.3, social score of 4.6 and governance score of 5.3.

SDG Transparency Score for LPL Financial Holdings Inc 
Low
0 - 3

5.3

Medium Impact
4 - 6
High
7 - 10
Last Score Update: 2023-07-01
What drives the score for LPL Financial Holdings Inc 
5.3

Environmental

4.6

Social

5.3

Governance

Detailed ESG Breakdown
SEVVA Platform offers unique drill down to the underlying sources powering the ratings. Break down your ESG analysis by 17 UN SDGs and 8 additional governance factors.

Peer Group Comparison

RankCompanySDG Transparency Score Performance
1KGI Securities Co Ltd
8.5
High
2Canaccord Genuity Group Inc
8.2
High
173Altus Holdings Ltd
5.4
High
173Orient Securities Co Ltd
5.4
High
175LPL Financial Holdings Inc
5.3
High
175BIPL Securities Ltd
5.3
High
175FinTech Global Inc
5.3
High
.........
575Wall Street Securities JSC
0.0
Low
575Value Grupo Financiero SAB de CV
0.0
Low
.........
View the full peer group of 673 companies on the SEVVA platformSign up for free
Peer Companies Benchmark
SEVVA Platform benchmarks each company against a peer group. View the full score distribution for peers by logging into SEVVA

Frequently Asked Questions

Does LPL Financial Holdings Inc have an accelerator or VC vehicle to help deliver innovation?

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Does LPL Financial Holdings Inc disclose current and historical energy intensity?

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Does LPL Financial Holdings Inc report the average age of the workforce?

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Does LPL Financial Holdings Inc reference operational or capital allocation in relation to climate change?

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Does LPL Financial Holdings Inc disclose its ethnicity pay gap?

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Does LPL Financial Holdings Inc disclose cybersecurity risks?

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Does LPL Financial Holdings Inc offer flexible work?

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Does LPL Financial Holdings Inc have a long term incentive (LTI) executive compensation plan based on a measure of return on capital?

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Does LPL Financial Holdings Inc disclose the number of employees in R&D functions?

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Does LPL Financial Holdings Inc conduct supply chain audits?

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Does LPL Financial Holdings Inc disclose incidents of non-compliance in relation to the health and safety impacts of products and services?

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Is there a statment that there is no plan to expand their cement production? (for example: 'We have no current plans to add additional cement making capacity')

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Does LPL Financial Holdings Inc conduct 360 degree staff reviews?

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Does LPL Financial Holdings Inc disclose the individual responsible for D&I?

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Does LPL Financial Holdings Inc disclose current and historical air emissions?

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Is there a statment that there is no plan to expand their coal usage? (for example: 'We have no current plans to add additional coal powered electricity generation')

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Is executive remuneration linked to climate performance?

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Does the Board describe its role in the oversight of climate-related risks and opportunities?

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Does LPL Financial Holdings Inc disclose current and / or historical scope 2 emissions?

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Does LPL Financial Holdings Inc disclose water use targets?

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Does LPL Financial Holdings Inc have careers partnerships with academic institutions?

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Did LPL Financial Holdings Inc have a product recall in the last two years?

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Does LPL Financial Holdings Inc disclose incidents of discrimination?

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Does LPL Financial Holdings Inc allow for Work Councils/Collective Agreements to be formed?

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Has LPL Financial Holdings Inc issued a profit warning in the past 24 months?

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Does LPL Financial Holdings Inc disclose parental leave metrics?

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Does LPL Financial Holdings Inc disclose climate scenario or pathway analysis?

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Does LPL Financial Holdings Inc disclose current and / or historical scope 1 emissions?

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Are Operating Expesnses linked to emissions reduction?

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Does LPL Financial Holdings Inc disclose the pay ratio of women to men?

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Does LPL Financial Holdings Inc support suppliers with sustainability related research and development?

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Does LPL Financial Holdings Inc disclose the number of operations that have been subject to human rights reviews or human rights impact assessments?

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Does LPL Financial Holdings Inc reflect climate-related risks in its financial statements?

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Is there a statment that there is no plan to expand their carbon intensite energy assets? (for example: 'We have no current plans to carry out further drilling for oil,')

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Is LPL Financial Holdings Inc involved in embryonic stem cell research?

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Does LPL Financial Holdings Inc disclose GHG and Air Emissions intensity?

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Does LPL Financial Holdings Inc disclose its waste policy?

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Does LPL Financial Holdings Inc report according to TCFD requirements?

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Does LPL Financial Holdings Inc disclose its policies for bribery, corruption, whistle-blower, conflict of interest?

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Does LPL Financial Holdings Inc disclose energy use targets?

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Does LPL Financial Holdings Inc disclose its Renewable Energy targets?

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Are emissions metrics verified by STBi?

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Does LPL Financial Holdings Inc have a policy relating to cyber security?

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Potential Risks for LPL Financial Holdings Inc
These potential risks are based on the size, segment and geographies of the company.

LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at financial institutions in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market programs; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.

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