Southwest Securities International Securities LtdSouthwest Securities International Securities Ltd - ESG Rating & Company Profile powered by AI

Industry Group:Investment Banking & Brokerage

This Disclosure score covers seventeen United Nations SDGs including: 'Affordable & Clean Energy', 'Sustainable Cities & Communities' and 'Peace, Justice & Strong Institutions'. If you work at Southwest Securities International Securities Ltd and you would like to licence your Sustainability rating, please get in touch. The page is a free Environmental, Social and Governance report for Southwest Securities International Securities Ltd.

Southwest Securities International Securities Ltd in the Investment Banking & Brokerage industry gained a UN SDG ESG Transparency Score of 7.6; made up of an environmental score of 8.0, social score of 8.0 and governance score of 6.7.

SDG Transparency Score for Southwest Securities International Securities Ltd 
Low
0 - 3
Medium
4 - 6

7.6

High Impact
7 - 10
Last Score Update: 2023-07-01
What drives the score for Southwest Securities International Securities Ltd 
8.0

Environmental

8.0

Social

6.7

Governance

Detailed ESG Breakdown
SEVVA Platform offers unique drill down to the underlying sources powering the ratings. Break down your ESG analysis by 17 UN SDGs and 8 additional governance factors.

Peer Group Comparison

RankCompanySDG Transparency Score Performance
1KGI Securities Co Ltd
8.5
High
2Canaccord Genuity Group Inc
8.2
High
44Houlihan Lokey Inc
7.7
High
44Raymond James Financial Inc
7.7
High
50Southwest Securities International Securities Ltd
7.6
High
50Finansia Syrus Securities PCL
7.6
High
50ABG Sundal Collier Holding ASA
7.6
High
.........
575Wall Street Securities JSC
0.0
Low
575Value Grupo Financiero SAB de CV
0.0
Low
.........
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Peer Companies Benchmark
SEVVA Platform benchmarks each company against a peer group. View the full score distribution for peers by logging into SEVVA

Frequently Asked Questions

Does Southwest Securities International Securities Ltd have an accelerator or VC vehicle to help deliver innovation?

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Does Southwest Securities International Securities Ltd disclose current and historical energy intensity?

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Does Southwest Securities International Securities Ltd report the average age of the workforce?

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Does Southwest Securities International Securities Ltd reference operational or capital allocation in relation to climate change?

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Does Southwest Securities International Securities Ltd disclose its ethnicity pay gap?

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Does Southwest Securities International Securities Ltd disclose cybersecurity risks?

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Does Southwest Securities International Securities Ltd offer flexible work?

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Does Southwest Securities International Securities Ltd have a long term incentive (LTI) executive compensation plan based on a measure of return on capital?

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Does Southwest Securities International Securities Ltd disclose the number of employees in R&D functions?

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Does Southwest Securities International Securities Ltd conduct supply chain audits?

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Does Southwest Securities International Securities Ltd disclose incidents of non-compliance in relation to the health and safety impacts of products and services?

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Is there a statment that there is no plan to expand their cement production? (for example: 'We have no current plans to add additional cement making capacity')

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Does Southwest Securities International Securities Ltd conduct 360 degree staff reviews?

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Does Southwest Securities International Securities Ltd disclose the individual responsible for D&I?

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Does Southwest Securities International Securities Ltd disclose current and historical air emissions?

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Is there a statment that there is no plan to expand their coal usage? (for example: 'We have no current plans to add additional coal powered electricity generation')

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Is executive remuneration linked to climate performance?

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Does the Board describe its role in the oversight of climate-related risks and opportunities?

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Does Southwest Securities International Securities Ltd disclose current and / or historical scope 2 emissions?

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Does Southwest Securities International Securities Ltd disclose water use targets?

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Does Southwest Securities International Securities Ltd have careers partnerships with academic institutions?

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Did Southwest Securities International Securities Ltd have a product recall in the last two years?

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Does Southwest Securities International Securities Ltd disclose incidents of discrimination?

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Does Southwest Securities International Securities Ltd allow for Work Councils/Collective Agreements to be formed?

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Has Southwest Securities International Securities Ltd issued a profit warning in the past 24 months?

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Does Southwest Securities International Securities Ltd disclose parental leave metrics?

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Does Southwest Securities International Securities Ltd disclose climate scenario or pathway analysis?

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Does Southwest Securities International Securities Ltd disclose current and / or historical scope 1 emissions?

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Are Operating Expesnses linked to emissions reduction?

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Does Southwest Securities International Securities Ltd disclose the pay ratio of women to men?

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Does Southwest Securities International Securities Ltd support suppliers with sustainability related research and development?

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Does Southwest Securities International Securities Ltd disclose the number of operations that have been subject to human rights reviews or human rights impact assessments?

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Does Southwest Securities International Securities Ltd reflect climate-related risks in its financial statements?

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Is there a statment that there is no plan to expand their carbon intensite energy assets? (for example: 'We have no current plans to carry out further drilling for oil,')

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Is Southwest Securities International Securities Ltd involved in embryonic stem cell research?

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Does Southwest Securities International Securities Ltd disclose GHG and Air Emissions intensity?

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Does Southwest Securities International Securities Ltd disclose its waste policy?

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Does Southwest Securities International Securities Ltd report according to TCFD requirements?

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Does Southwest Securities International Securities Ltd disclose its policies for bribery, corruption, whistle-blower, conflict of interest?

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Does Southwest Securities International Securities Ltd disclose energy use targets?

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Does Southwest Securities International Securities Ltd disclose its Renewable Energy targets?

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Are emissions metrics verified by STBi?

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Does Southwest Securities International Securities Ltd have a policy relating to cyber security?

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Potential Risks for Southwest Securities International Securities Ltd
These potential risks are based on the size, segment and geographies of the company.

Southwest Securities International Securities Limited, together with its subsidiaries, provides various financial services in Hong Kong. It operates through Brokerage and Margin Financing, Corporate Finance, Asset Management, and Proprietary Trading segments. It acts as financial advisor for mergers and acquisitions, reorganizations, general offers, acquisition financing, and private equity transactions; and a compliance and independent financial adviser. The company also offers debt products, including investment-grade, high-yield, convertible, preferred stock, and panda bonds; equity capital market services; and asset management services and advice on securities for corporations, institutions, and high-net-worth individuals. In addition, it is involved in the stock brokerage, securities margin financing and underwriting, subscription of initial public offering, placement of shares, local and overseas bonds brokerage, and exchange traded fund activities, as well as the trading of real estate investment trust, stock warrants, stock options, and CBBCs. Further, the company offers consultation and trading services in the futures market, as well as custodian services; cash management and financing, investment management, wealth planning, and insurance planning services; investment products, such as equity, fixed income, and alternative assets; insurance products; and investment immigration services. Additionally, it distributes unit trusts, mutual funds, investment- linked, and mandatory provident fund products; and provides personal financial consulting and planning, and insurance broking services. The company was formerly known as Tanrich Financial Holdings Limited and changed its name to Southwest Securities International Securities Limited in May 2015. The company was founded in 1990 and is headquartered in Wan Chai, Hong Kong. Southwest Securities International Securities Limited operates as a subsidiary of Southwest Securities International Investment Company Limited.

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